Regulatory Filings

1

Overdue

2

In Progress

4

Not Started

1

Submitted

All Filings

11d

Form D Renewal

Overdue

United States (SEC)

Annual amendment to SEC Form D for Reg D 506(c) exemption. Overdue — filing window closed 3 days ago.

Updated offering detailsTotal amount soldNumber of investors

Due May 10, 2026

32d

Annual Regulatory Return

In Progress

Cayman Islands (CIMA)

CIMA annual return for registered mutual fund — financial statements and AML compliance attestation required.

Audited financial statements (2025)AML/CFT compliance officer sign-offInvestor registry (certified copy)Director declarations

Due May 31, 2026

33d

Private Fund Annual Filing

In Progress

BVI (FSC)

BVI FSC annual filing for private fund registration — Caledonian Trust investor access requires this to remain current.

Fund financial statementsAuditor appointment confirmationFund administrator report

Due Jun 1, 2026

62d

MAS Annual Report

Not Started

Singapore (MAS)

MAS annual report for Registered Fund Management Company — performance, AUM, and compliance disclosures.

AUM certificateCompliance officer reportInvestor complaint logRisk management framework update

Due Jun 30, 2026

77d

Fund Manager License Renewal

Not Started

ADGM (FSRA)

Annual renewal of FSRA Category 3C fund manager license for Gulf Real Estate Income Trust.

Audited accountsCompliance monitoring reportController and UBO declarationsRegulatory business plan update

Due Jul 15, 2026

124d

Annual Return (Type 9 License)

Not Started

Hong Kong (SFC)

SFC annual return for Type 9 (Asset Management) license — required for Pacific Rim Family Office investor access.

Licensed representative declarationsAUM by asset classClient complaint disclosure

Due Aug 31, 2026

154d

Economic Substance Report

Not Started

Cayman Islands (CIMA)

Cayman economic substance reporting for holding company structure — required annually for CIMA compliance.

Core income generating activities reportLocal employees and expenditureBoard meeting minutes (Cayman-held)

Due Sep 30, 2026

✓

AML Annual Review

Submitted

Cayman Islands (CIMA)

Annual AML/CFT risk assessment and program review submitted to CIMA-appointed auditor.

AML risk assessment reportKYC policy reviewSanctions screening logTraining records

Submitted